Provider Guidelines
BRIEF SCREENING,
INTERVENTION, AND REFERRAL FOR ALCOHOL AND OPIATE
DISORDERS
Alcohol and Drug Screening
and Brief Intervention: A Three-Step Process
-
Screen
- Brief Intervention
- Follow-up
The Problem
-
According to the National Institute on Alcohol Abuse
and Alcoholism 3 in 10 adults drink at levels that
elevate their risk of physical, mental health, and
social problems.1
-
Heavy drinking increases the risk of
gastrointestinal bleeding, hypertension, hemorrhagic
stroke, cirrhosis of the liver, major depression,
sleep disorders, and cancers of the head and neck,
digestive tract, and breast.2
-
The misuse (use of prescription-type drugs not
prescribed for the individual by a physician or used
only for the experience or feeling they caused) of
opioid pain relievers is a growing public health
problem.
-
An estimated 48 million people have used
prescription drugs for nonmedical reasons in their
lifetime.3
The Solution
Primary care physicians and behavioral health care
providers are in the best position to identify and
begin address hazardous drinking and drug misuse.
The U.S. Preventive Services Task Force (USPSTF)
recommends screening and behavioral counseling
interventions to reduce alcohol misuse
by adults,
including pregnant women, in primary care settings.
The USPSTF found good evidence that screening in
primary care settings can accurately identify patients
whose levels or patterns of alcohol consumption do not
meet criteria for alcohol dependence but place them at
risk for increased morbidity and mortality, and good
evidence that brief behavioral counseling interventions
with follow-up produce small to moderate reductions in
alcohol consumption that are sustained over six- to
12-month periods or longer.
1 National Institute on Alcohol
Abuse and Alcoholism. Unpublished data from the
2001-2002 National Epidemiologic Survey on Alcohol and
Related Conditions (NESARC), a nationwide survey of
43,093 U.S. adults aged 18 or older, 2004.
2 Rehm j, Room R, Graham K,
Monteiro M, GmelG, Sempos CT. The relationship of
average volumn of alcohol consumption and patterns of
drinking to burden of disease: An overview. Addiction,
98 (9), 1209-1228, 2003.
3
National Institute on Drug Abuse (2005). Research
Report Series – Prescription Drugs: Abuse and
Addiction: NIH Publication No. 01-4881, Revised August
2005.
SCREEN
Routine screening is a quick and simple way to identify
patients who are engaged in risky or dependent drinking
or drug misuse.
Screening allows the care provider to educate
their patients about the hazards of heavy drinking or
drug misuse, identify problems before serious
dependence develops, and motivate their patient to
change their behavior.1
Screening Tools
for Alcohol and Drugs
Alcohol
Use Disorders Identification Test (AUDIT)
— a screening tool developed by the World Health
Organization to identify persons with hazardous or
harmful alcohol consumption.2
The AUDIT
consists of 10 items that can be administered quickly
either verbally, written, or by computer in ~5 minutes.
The AUDIT-C (AUDIT items 1-3) can be administered in
~1-2 minutes as a prescreener to determine if further
screening (items 4-10) is needed.
The
Drug Abuse Screening Test (DAST)
— The DAST was designed to provide a brief and simple
method for identifying individuals who are abusing
psychoactive drugs and to provide an assessment of the
degree of problems related to drug use or misuse.
AUDIT
AND DAST PRESCREENER
AUDIT C
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0
|
1
|
2
|
3
|
4
|
Score
|
|
1. How often do you have a drink containing
alcohol?
|
Never
|
Monthly or less
|
2-4 times per month
|
2-3 times per
week
|
4 or more times per week
|
|
|
2. How many drinks containing alcohol do you
have on a typical day of drinking?
|
1 or 2
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3 or 4
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5 or 6
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7 to 9
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10 +
|
|
|
3. How often do you have five or more drinks on
one occasion?
|
Never
|
Less than monthly
|
Monthly
|
Wkly
|
Daily or
almost daily
|
|
|
A standard drink in the US is any drink that
contains about 14 grams of pure alcohol.
One drink=12oz. beer, 5oz. wine, 1.5 oz.
liquor
|
AUDIT-C Score (add items 1-3)
|
|
Recommended Level and Focus of Brief Intervention
based on Screening Results:
·
NEGATIVE SCREEN < 4 for men/ 3 for women
– Inform client that they are
at low risk.
Congratulate clients at low risk and encourage them to
remain that way. Simple Advice can be offered.
·
POSITIVE SCREEN ≥ 4 for men/ 3 for women
- Inform client that they screen positive for hazardous
alcohol use and are
at risk
for health and other
problems – continue with the full AUDIT.
|
DAST Pre-screener
|
Score
|
|
1. In the past 12 months, have you used drugs
other than those required for medical reasons?
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Yes or No
|
A yes response to the DAST pre-screener indicates a
positive drug prescreen – continue with full DAST.
1
Babor, 1992
2
Ibid
AUDIT and DAST Full Screens
|
AUDIT - Continued
|
Questions
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0
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1
|
2
|
3
|
4
|
Score
|
|
4. How often during the last year have you found that you
were not able to stop drinking once you had
started?
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Never
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Less than
monthly
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Monthly
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Weekly
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Daily or
almost daily
|
|
|
5. How often during the last year have you failed to do
what was normally expected of you because of
drinking?
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Never
|
Less than
monthly
|
Monthly
|
Weekly
|
Daily or
almost daily
|
|
|
6. How often during the last year have you needed a first
drink in the morning to get yourself going
after a heavy drinking session?
|
Never
|
Less than monthly
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Monthly
|
Weekly
|
Daily or
almost daily
|
|
|
7. How often during the last year have you had a feeling
of guilt or remorse after drinking?
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Never
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Less than monthly
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Monthly
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Weekly
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Daily or
almost daily
|
|
|
8. How often during the last year have you been unable to
remember what happened the night before because
of your drinking?
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Never
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Less than monthly
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Monthly
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Weekly
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Daily or
almost daily
|
|
|
9. Have you or someone else been injured because of your
drinking?
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No
|
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Yes, but not in the last year
|
|
Yes, during the last year
|
|
|
10. Has a relative, friend, doctor, or other health care
worker been concerned about your drinking or
suggested you cut down?
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No
|
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Yes, but not in the last year
|
|
Yes, during the last year
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|
|
|
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AUDIT Score (add items 1-10)
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|
Scoring: Questions
1–8 are scored 0, 1, 2, 3, or 4 points. Questions 9 and 10 are scored 0,
2, or 4 only. A score of 8+ on the AUDIT generally indicates at-risk,
harmful, or hazardous drinking.
AUDIT Scores and Recommended Level of
Intervention:
|
AUDIT score
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Risk Level
|
Intervention
|
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0-7
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Zone I
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Alcohol Education
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8-15
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Zone II
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Simple Advice
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16-19
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Zone III
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Simple Advice plus Brief Intervention and Follow-up (Continued
Monitoring, if possible)
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20-40
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Zone IV
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Referral to Specialist for Diagnostic Evaluation and Treatment.
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DAST-10©
The questions included in the DAST-10 concern
information about possible involvement with drugs not including
alcoholic beverages during the past 12 months.
In the statements, “drug use” refers to (1) the
use of prescribed or over the counter drugs in excess of the directions
and (2) any non-medical use of drugs.
|
In the past 12 months: Circle response
|
|
1
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Have you used drugs other than those required for medical
reasons?
|
Yes or No
|
|
2
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Do you abuse more than one drug at a time
|
Yes or No
|
|
3
|
Are you always able to stop using drugs when you want to?
|
Yes or No
|
|
4
|
Have you had “blackouts” or “flashbacks” as a result of your drug
use
|
Yes or No
|
|
5
|
Do you ever feel bad or guilty about your drug use?
|
Yes or No
|
|
6
|
Does your spouse (or parents) ever complain about your
involvement with drugs?
|
Yes or No
|
|
7
|
Have you neglected your family because of your use of drugs?
|
Yes or No
|
|
8
|
Have you engaged in illegal activities in order to obtain drugs?
|
Yes or No
|
|
9
|
Have you ever experienced withdrawal symptoms (felt sick) when
you stopped taking drugs?
|
Yes or No
|
|
10
|
Have you had medical problems as a result of your drug use (e.g.,
memory loss, hepatitis, convulsions, bleeding, etc.)?
|
Yes or No
|
SCORING THE DAST-10©1
Score:____________
Score 1 point for each question answered “yes,” except for question 3
for which a “no” receives 1 point.
AUDIT/DAST Scores and Recommended Level of
Intervention
|
DAST-10 Interpretation
|
|
Score
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Degree of problems related to drug abuse
|
Suggested Action
|
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0
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No problems reported
|
None at this time
|
|
1-2
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Low level Monitor
|
re-assess at a later date
|
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3-5
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Moderate level
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Further investigation
|
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6-8
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Substantial level
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Intensive assessment
|
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9-10
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Severe level
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Intensive assessment
|
11982 by the Addiction Research Foundation. Author: Harvey A.
Skinner Ph.D. Developed on 07/15/2008.
BRIEF
INTERVENTION
Brief intervention is effective
and efficient way to intervene with patients who report risky or
hazardous alcohol and/or drug use.
Patients with alcohol and drug misuse problems typically
appreciate health care providers who express concern about their
drinking and drug use.
Brief intervention, which usually happens
in a single session immediately following a positive screen, consists of
a motivational discussion with the patient. This discussion is focused
on increasing insight and awareness regarding the impact of substance
use and motivation for behavior change. For patients identified as
needing more extensive treatment than just a brief intervention, the
provider can refer the patient to specialized substance use treatment.
In a brief
intervention, the health provider expresses medical concern about a
patient's drinking; advises the patient to cut down his or her drinking
or drug use, or in the case of a person with alcoholism, to stop
drinking.
Brief Intervention
Method
FLO: Feedback, Listen and Understand, Options explored7
“F” FEEDBACK USING AUDIT-C, AUDIT, DAST
(1-2
minutes)
______
Range:
AUDIT-C can range from 0 (non-drinkers) to 12 (hazardous, harmful, risk
use of alcohol); AUDIT can range from 0 (non-drinkers) to 40 (hazardous,
harmful, risk use of alcohol); DAST can range from 0 (non drug misuse)
to 10 (serious drug misuse).
______
AUDIT
and DAST has been given to thousand of patients in medical settings,
so you can compare your drinking to others.
______
Normal
AUDIT-C scores are 0-4 for men and 0-3 for women, which is
low-risk drinking; Normal DAST
score is 0.
______
Give result:
Your score was…which places you in
the category for higher risk of harm.
_______
Elicit reaction: What do you make of that?
‘L’ LISTEN AND ELICIT (1-5 minutes)
_______ Explore
pros and cons of drinking or
drug use (What do you like about
drinking? What do like less about drinking?)
_______
Summarize both sides (On
the one hand…On the other hand…)
_______ Ask about
importance. (circle #) On a scale of
1-10, how important is it to you to… (change)?
Why did you give it that number and not a lower number? What would it
take to raise that number?
1 – 2 – 3 – 4 – 5 – 6 – 7 – 8 – 9 – 10
Not at all Important
Very Important
_______ Ask about
confidence. (circle #)
On a scale of 1-10, how confident
are you that you can change successfully?
Why did you give it that number
and not a lower number?
What would it take to raise that number?
1 – 2 – 3 – 4 – 5 – 6 – 7 – 8 – 9 – 10
Not at all Important
Very Important
“O” OPTIONS (Goal Setting)
1-5
minutes
_______
Ask key questions about what they want to change,
what is their goal
(Where does this leave you? Do you
want to quit? Cut down? Make no change?)
_______
Manage your drinking/drug use
_______
Eliminate drinking/drug use from
your life
_______
Never drink/use drugs and drive
_______
Utterly nothing
_______
Seek help
_______
Other goals
________________________________________________________________
________________________________________________________________
_______ (If
appropriate) ask about the plan
(How will you do that? If
you wanted to…how would you? Who will help you? What might get in the
way?)
CLOSE ON GOOD TERMS
<1 minute
______ Summarize Patient’s statements in favor of change
______ Emphasize their strengths
______ What agreement was reached
EDUCATION AND REFERRAL
______ Give
patient brochures “Alcohol: It may be legal but it can hurt your health”
and/or “When pain medications become another problem”
______ Circle Behavioral Health
Service Provider on back of brochure
“Alcohol: How much is too much?”-
select based on payor (i.e., health plan, self/uninsured)
FOLLOW-UP
Patient outcomes improve when follow up is provided.
A phone call soon after the brief intervention to assess patient
progress will reinforce the intervention. In cases where a referral is
given to the patient, the physician or clinician should check to see if
the patient initiated contact.
ADDITIONAL RESOURCES
National Hotlines
-
Alcohol and Drug Helpline (public and private
resources…………800-821-4357
-
National Council on Alcoholism and Drug Dependence Hopeline…800-622-2255
-
Alcohol and Drug Abuse Hotline (literature and private
programs)..800-729-6686
Alcoholics Anonymous (AA)
Moderation Management: National support group network for
people concerned about their drinking and seek to moderate their
drinking. Intended for
problem drinkers who have experienced mild to moderate levels of alcohol
related problems.
425-483-5293
www.moderation.org
National Council on Alcoholism and Drug Dependence, Inc (NCADD):
Operates a network of affiliates with advocacy, education, prevention
and treatment programs.
12 West 21st Street
New York, NY 10010
212-206-6770/800-NCA-CALL
www.ncadd.org
National Institute of Alcohol Abuse and Alcoholism (NIAAA)
Pamphlets and brochures are available
www.niaaa.nih.gov.
Salvation Army
Salvation Army is the largest residential substance abuse rehabilitation
program in the US. Locations are listed on their website. The Salvation
Army has spiritually-based residential programs.
USA National Headquarters
P.O.Box 269
Alexandria, VA 22312
703-684-5500
www.salvationarmy.org
Locating treatment providers in your area: Substance Abuse
and Mental Health Services Administration (SAMHSA) compiles the National
Directory of Drug Abuse and Alcoholism Treatment Programs –
www.findtreatment.samhsa.gov
Veterans Health Administration, National Center for Health
Promotion and Disease Prevention (NCHP).
VA Medical Center
508 Fulton Street
Durham, NC 27705
919-416-5879
http://www.prevention.va.gov/
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